Job Posted By : ICLIQ Placement ServicesJob ID: JO20029
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Basic Details
Moderation Date
2010-08-11 (yyyy-mm-dd)
Post Date
2010-08-11 00:00:00 (yyyy-mm-dd)
Job Title
Asst. Manager Compliance Legal and Secretarial.
Company
ICLIQ Placement Services
Work Type
Company Secretory
Industry
Company Secretory
Job Code
CLS
Job Mode
Permanent
Vacancies
12
Gender ( Male / Female )
YES/ YES
Age
18 - 35 Years
Experience
2 - 5 Years
Required Educational Qualification/s
| Education Level |
Stream |
Subject |
| Bachelors |
|
Any |
| Diploma |
|
Company Secretory |
| Certification |
|
Company Secretory |
Skills, Career Level, Salary Offered
Skills
Company Secretory, SEBI, Lawyers, Auditors, Compliance, Legal, Secretarial
Other Skills
Communication, Teambuilding, Leadership, Managing Change, Problem Solving, Conflict Management, Motivation, interpersonal and persuasive skills, sound knowledge of numbers and eye for detail, sound Knowledge of technology
Career Level
Middle Management - Manager Equivalent
Salary Offered
INR 300000 to 500000 [ Annual Salary]
Job Location/s
| Mumbai |
Maharashtra |
India |
| Pune |
Maharashtra |
India |
Short Description
LoB: AMC
Sub LoB: Compliance, Legal and Secretarial
Job Profile/Deliverables:
The person will be responsible for assisting the Compliance Officer and Company Secretary, and whenever and wherever necessary, independently handling the following:
• Regulatory Compliance (SEBI Regulations and all other securities and economic laws that apply to mutual funds)
• Compliances under the Companies Act, 1956 – Handling Board and shareholders’ meetings, filing regular returns and forms with MCA etc.
• Reporting to the Board of Trustees & Board of Directors of AMC
• Regulatory Reporting to SEBI, RBI, AMFI etc.
• Drafting compliance documents, offer documents, notices, addenda, policies etc.
• Registration / Renewal of licenses with SEBI and other Regulatory Authorities, if any
• Streamlining processes and documents as per compliance requirements
• Legal work, covering drafting/vetting of various Agreements, liaising with lawyers w.r.t. lawsuits, arbitrations,etc
• Organizational level training on compliance requirements
• Monitoring of PMLA requirements Liases with :
• Internal customers (Whole Organisation)
• External customers on a case to case basis (SEBI, Lawyers, Auditors etc)
Requisite Competencies:
• Communication, Teambuilding, Leadership, Managing Change, Problem Solving, Conflict Management, Motivation, interpersonal and persuasive skills, sound knowledge of numbers and eye for detail, sound Knowledge of technology.
Should have varied experience across sectors.
Recruiter Details
Company
ICLIQ Placemet services
Address
Vasantnagar Chowk, Vasantnagar
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